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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-26 |
| NV | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED | 2024-10-09 |
Branch Locations
2424 S Carson St Ste 110, Carson City, NV 89701 • United States
1512 Eureka Rd Ste 300 [Rn-Rbo], Roseville, CA 95661 • United States
1032 Emerald Bay Rd, South Lake Tahoe, CA 96150 • United States
1550 E William St, Carson City, NV 89701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Las Vegas | NV | 02/2014 | 02/2018 |
| Wells Fargo Advisors, Llc | Las Vegas | NV | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 11/2016 | 08/2018 |
| Nylife Securities Llc | Reno | NV | 10/2020 | 06/2021 |
| New York Life Insurance Co | Reno | NV | 08/2020 | 06/2021 |
| Unemployed | Gardnerville | NV | 01/2019 | 08/2020 |
| Wells Fargo Advisors | Las Vegas | NV | 08/2018 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Tahoe | CA | 06/2021 | 10/2024 |
| Bank Of America, N.A. | Lake Tahoe | CA | 07/2021 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-16 |
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