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Stephen Martin Brock

Medical Funding Professionals

Lake Tahoe, NV

CRD 3158274

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Employer firm

Medical Funding Professionals CRD 311323

6 advisory clients

Reported services (Item 5G)

  • BUSINESS CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Medical Funding Professionals

297 Kingsbury Grade Suite 203, Lake Tahoe, NV 89449-4470 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-03-17
  • NV RA
    APPROVED
    Since 2021-03-17

Branch Locations

297 Kingsbury Grade Suite 203, Lake Tahoe, NV 89449-4470 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Medical Funding Professionals Lake Tahoe NV 10/2019 Present
Personalmd Inc Henderson NV 09/2016 09/2020
Indpendent Henderson NV 09/2011 09/2016
  • 10/2019 → Present
    Lake Tahoe, NV
  • 09/2016 → 09/2020
    Personalmd Inc
    Henderson, NV
  • 09/2011 → 09/2016
    Indpendent
    Henderson, NV
Previous Registrations
  • 2009-12-23 → 2011-10-14
    Public Company Management Corporation
    Las Vegas, NV
  • 2001-05-04 → 2007-12-31
    Gopublictoday.COm, Inc
    Las Vegas, NV
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-12
S65 Uniform Investment Adviser Law Examination 2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-12
  • S65 Uniform Investment Adviser Law Examination
    2001-03-16
Other Names
  • Stephen Martin Brock

View on SEC IAPD

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