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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-06 |
| PA | RA | APPROVED | 2007-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lebanon | PA | 07/2007 | Present |
1. LEBANON COMMUNITY LIBRARY; BOARD OF DIRECTORS; 1 HOUR PER MONTH; DURING SECURITY BUSINESS HOURS. 2. Lebanon Valley Economic Development Corp; 16 Lebanon Valley Pkwy, Lebanon PA 17042; The Lebanon Valley Economic Development Corp (LVEDC) works to strengthen existing businesses and new business to the area; Chairman of the Board; provide insight/guidance on decisions of the organization, facilitate monthly meetings; 07/05/2016; 2 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. St. Paul the Apostle Church; 125 Spruce Street Annville PA 17003; Religious; Member of the Finance Committee; provide guidance to the pastor on financial matters of the parish; 7/1/2017; 12.0 hours per year; not during securities trading hours; Not Investment-Related 4. Lebanon County Library District Board; 125 North 7th Street, Lebanon, PA 17042; Community libraries for Lebanon County; Board Director; Provide advice and guidance on operations of District; 04/14/2022; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-11 |
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