Stephen Michael Chanez

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 12/2019
  Charles Schwab & Co., Inc.
  Chesterfield, MO
• 04/2008 → 12/2019
  Charles Schwab Bank
  Chesterfield, MO
• 12/2019 → 11/2021
  Prosperity Capital Advisors
  Westlake, OH
• 11/2021 → 03/2024
  Citigroup Global Markets Inc.
  O'FAlloon, MO
• 04/2024 → 11/2025
  Compass Retirement Group Llc
  Creve Coeur, MO
• 11/2025 → Present
  Citigroup Global Markets Inc.
  O'FAllon, MO

Previous Registrations

• 2024-05-01 → 2025-12-08
  Compass Wealth
  St. Louis, MO
• 2021-11-29 → 2024-04-18
  Citigroup Global Markets Inc.
  O'FAllon, MO
  New York, NY
• 2019-12-05 → 2021-11-30
  Prosperity Capital Advisors
  Westlake, OH
  St. Louis, MO
• 2007-04-03 → 2019-12-11
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
  Chesterfield, MO
  Clayton, MO

Exams

• S66 Uniform Combined State Law Examination
  2007-04-02
• S63 Uniform Securities Agent State Law Examination
  2004-10-28

Designations

• Certified Financial Planner

Other Names

• Stephen Michael Chanez
• Stephen Chanez