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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-07-24 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2003 | 09/2017 |
| Morgan Stanley Smith Barney Llc | New York | NY | 09/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2019 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 09/2024 | 06/2025 |
| Ubs Financial Services, Inc | Las Vegas | NV | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-24 |
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