Best Investors
Account
Sign in
Best Investors
Account
Sign in
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-14 |
| NJ | RA | APPROVED | 2023-06-15 |
| CT | RA | APPROVED | 2023-06-14 |
| NC | RA | APPROVED | 2022-12-02 |
| NY | RA | APPROVED | 2022-05-24 |
| MD | RA | APPROVED | 2022-05-19 |
| TX | RA | APPROVED_RES | 2020-05-06 |
| FL | RA | APPROVED | 2017-03-08 |
Branch Locations
2700 N. Military Trail, Suite 400, Boca Raton, FL 33431 • United States
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J Sims & Co | Boca Raton | FL | 01/2004 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 02/2017 | Present |
Shane Appelbaum is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Mr. Appelbaum began his association with HJSCM in Feb. 2017 and devotes approximately 50% of his time to HJSCM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
Reach out to this advisor