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Denise Elizabeth Arrington

Wells Fargo Clearing Services, LLC

Mesa, AZ

Scottsdale, AZ

CRD 4772180

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2011-01-03
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

2655 N Power Rd, Mesa, AZ 85215 • United States

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Mesa AZ 10/2002 Present
Wells Fargo Advisors, Llc Mesa AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Mesa AZ 11/2016 Present
  • 10/2002 → Present
    Wells Fargo Bank, N.A.
    Mesa, AZ
  • 01/2011 → 11/2016
    Wells Fargo Advisors, Llc
    Mesa, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mesa, AZ
Previous Registrations
  • 2007-08-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Apache Junction, AZ
    Mesa, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-08
  • S66 Uniform Combined State Law Examination
    2007-08-08
Other Names
  • Denise Elizabeth Stafford
  • Denise Elizabeth Stafford

View on SEC IAPD

Nearby Firms

TRIBECA FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC

Nearby Investors

MATT SCOTT LOEFFLER
BRIAN JONATHAN BLANCHARD
LAURA MARIE JENSEN

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ

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