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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-07 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | White Plains | NY | 09/2022 | 07/2025 |
| Unemployed | Tarrytown | NY | 02/2013 | 08/2022 |
| Rbc Capital Markets, Llc | Purchase | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-03 |
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