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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-07
NY RA APPROVED 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2026-05-07
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

4 Manhattanville Road Suite 104, Purchase, NY 10577 • United States

Tarrytown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services White Plains NY 09/2022 07/2025
Unemployed Tarrytown NY 02/2013 08/2022
Rbc Capital Markets, Llc Purchase NY 07/2025 Present
  • 09/2022 → 07/2025
    Ubs Financial Services
    White Plains, NY
  • 02/2013 → 08/2022
    Unemployed
    Tarrytown, NY
  • 07/2025 → Present
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-01
S63 Uniform Securities Agent State Law Examination 2007-12-03
  • S66 Uniform Combined State Law Examination
    2023-12-01
  • S63 Uniform Securities Agent State Law Examination
    2007-12-03

View on SEC IAPD

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