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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

4747 Executive Dr, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank, N.A. La Jolla CA 08/2012 05/2023
Unionbanc Investment Services Carlsbad CA 10/2012 05/2023
U.S. Bancorp Investments, Inc. San Diego CA 05/2023 02/2026
U.S. Bank San Diego CA 05/2023 Present
U.S. Bancorp Advisors, Llc San Diego CA 02/2026 Present
  • 08/2012 → 05/2023
    Union Bank, N.A.
    La Jolla, CA
  • 10/2012 → 05/2023
    Unionbanc Investment Services
    Carlsbad, CA
  • 05/2023 → 02/2026
    San Diego, CA
  • 05/2023 → Present
    U.S. Bank
    San Diego, CA
  • 02/2026 → Present
    San Diego, CA
Previous Registrations
Other Businesses

Rental property; investment-related; Carlsbad, CA; Rental property; Owner; 9/2006; 0 hours/month; 0 hours/trading; I receive one rental income check per month, and pay the expenses related to the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-08
  • S66 Uniform Combined State Law Examination
    2004-07-08

View on SEC IAPD

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