William Naldo Rodriguez

Employer firm

Briggs Wealth Management, Inc. CRD 125518

$362M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• CONSULTING; TAX PREPARATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 09/2016
  Lpl Financial Llc
  East Hartford, CT
• 09/2016 → 10/2016
  Key Investment Services Llc
  East Hartford, CT
• 09/2016 → 10/2016
  Key Bank
  East Hartford, CT
• 10/2016 → 08/2017
  Key Bank
  Manchester, CT
• 09/2017 → 07/2019
  Lpl Financial Llc
  Avon, CT
• 09/2017 → 07/2019
  New England Capital Planners, Inc.
  Avon, CT
• 08/2019 → Present
  Briggs Wealth Management. Inc.
  Glastonbury, CT

Previous Registrations

• 2016-09-21 → 2016-12-07
  Key Investment Services Llc
  Manchester, CT
  East Hartford, CT
• 2015-04-20 → 2016-09-21
  Lpl Financial Llc
  East Hartford, CT
• 2012-12-21 → 2015-04-22
  Morgan Stanley
  West Hartford, CT

Other Businesses

Willow Tax Prep LLC (Single-member LLC) Non-investment-related 28 Willow Lane Newington, CT 06111 Tax Preparation Services Managing Member, Tax Preparer 12/2023 5 hours/month 0 hours/month Prepare and electronically file individual and business tax returns

Exams

• S66 Uniform Combined State Law Examination
  2012-12-06
• S63 Uniform Securities Agent State Law Examination
  2004-10-12

Designations

• Certified Financial Planner

Other Names

• William Naldo Rodriguez
• William Naldo Rodriguez
• William Naldo Rodriguez
• William N Rodriguez