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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-04-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Buford | GA | 04/2009 | Present |
(1) 12/20/2012 - BK HOLDINGS LLC - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - for accounting purposes only; not held out to the public. (2) 08/05/2014 - NO BUSINESS NAME - NON-VARIABLE INSURANCE TRAILS ONLY - INV REL - AT REPORTED BUSINESS LOCATION - No outside nonvariable business will be conducted. Only trails will continued to be received from policies previously written with Allianz. This should eliminate the extra outside insurance RIA fee of $150/qtr I was told by Brett in Compliance - OBA START 8/5/2014. (3) 12/28/2018 - Little Harbor Boat & RV Storage - Not Investment Related - Home Based & 2424 Buford Dam Rd., Buford, GA 30518 - Other-Boat & RV Storage Business - Started 12/01/2009 - 15 Hours Per Month/0 During Securities Trading - 50% owner. (4) 1/7/2019 - North Harbor Storage LLC (DBA North Harbor Boat & RV Storage) - Investment Related - Home Based & 5670 Cole Rd., Buford, GA 30518 - Other-Boat & RV Storage - 10 Hours Per Month/0 Hours During Securities Trading - 50% owner. (5) 1/7/2019 - Hidden Harbor Boat & RV Storage - Not Investment Related - 2463 Buford Dam Rd., Buford, GA 30518 - Other-Boat & RV Storage Business - Started 10/01/2008 - 10 Hours Per Month/0 Hours During Securities Trading - Family owned w/ uncle - No Day to Day activities - provide management insight. 6. 08/06/2019 - Simply Southern Finishes, LP - Not Investment related - Home based - Construction/Remodel Business Lisc. - start date:03/12/2015 - 0 hrs/mo - 0 hrs during trading - Business is just to hold a general contractors license for our personal use.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-13 |
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