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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paragon Bank | Raleigh | NC | 12/2013 | 01/2018 |
| Capital Investment Group, Inc. | Raleigh | NC | 11/2015 | 10/2018 |
| Townebank | Raleigh | NC | 12/2013 | Present |
| Raymond James Financial Services, Inc. | Raleigh | NC | 07/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Raleigh | NC | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-29 |
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