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Sharmila Luxshmi Padmalingam

Wells Fargo Clearing Services, LLC

Bear, DE

Wilmington, DE

Hockessin, DE

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-04
DE RA APPROVED 2004-11-23
  • TX RA
    APPROVED_RES
    Since 2023-05-04
  • DE RA
    APPROVED
    Since 2004-11-23

Branch Locations

1601 Governors Pl, Bear, DE 19701 • United States

3215 Old Capitol Trail, Wilmington, DE 19808 • United States

5801 Limestone Rd, Hockessin, DE 19707 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dr. Soma Padmalingam, Family Practice Philadelphia PA 08/2007 Present
Dr. Soma Padmalingam, Family Practice New Castle DE 08/2007 Present
Wells Fargo Advisors Llc New Castle DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc New Castle DE 11/2016 Present
  • 08/2007 → Present
    Dr. Soma Padmalingam, Family Practice
    Philadelphia, PA
  • 08/2007 → Present
    Dr. Soma Padmalingam, Family Practice
    New Castle, DE
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    New Castle, DE
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    New Castle, DE
Other Businesses

RENTAL PROPERTY; INV. RELATED; NEW CASTLE, DE; CO-OWNER; START DATE 8/15/2017; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-08
  • S66 Uniform Combined State Law Examination
    2004-11-08
Other Names
  • Sharmila Padman

View on SEC IAPD

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Other Offices

JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Newcastle, DE
J.P. MORGAN SECURITIES LLC · Newark, DE
PFS INVESTMENTS INC. · NEWARK, DE
PNC WEALTH MANAGEMENT LLC · BEAR, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAR, DE
NXY CAPITAL, LLC · BEAR, DE
CHRISTIANA ASSET MANAGEMENT LLC · NEWARK, DE

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