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Marco Antonio Nava

Wells Fargo Clearing Services, LLC

Bear, DE

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-03-22
  • DE RA
    APPROVED
    Since 2023-03-22

Branch Locations

1601 Governors Pl, Bear, DE 19701 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bear DE 12/2022 Present
Wells Fargo Bank, Na Bear DE 12/2022 Present
Pnc Media PA 01/2022 11/2022
Mufg Union Bank Santa Clarita CA 04/2021 01/2022
Citizens Business Bank Lancaster CA 02/2020 04/2021
Mufg Union Bank Chatsworth CA 12/2015 02/2020
  • 12/2022 → Present
    Wells Fargo Clearing Services, Llc
    Bear, DE
  • 12/2022 → Present
    Wells Fargo Bank, Na
    Bear, DE
  • 01/2022 → 11/2022
    Pnc
    Media, PA
  • 04/2021 → 01/2022
    Mufg Union Bank
    Santa Clarita, CA
  • 02/2020 → 04/2021
    Citizens Business Bank
    Lancaster, CA
  • 12/2015 → 02/2020
    Mufg Union Bank
    Chatsworth, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-15
S63 Uniform Securities Agent State Law Examination 2023-02-21
  • S65 Uniform Investment Adviser Law Examination
    2023-03-15
  • S63 Uniform Securities Agent State Law Examination
    2023-02-21
Other Names
  • Marco Antonio Nava
  • Marco Nava
  • Marco A Nava

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
PNC WEALTH MANAGEMENT LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NXY CAPITAL, LLC
CHRISTIANA ASSET MANAGEMENT LLC

Other Investors

SHARMILA LUXSHMI PADMALINGAM
CHRISTOPHER LEE BOVE
THOMAS MARTIN LAROCCA
MARC ALAN HANSEN
BRIAN DAVID HARTLE
Giorgio A Athans
CHRISTOPHER R HEWLETT
JAMES MAGUIRE

Other Offices

JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Newcastle, DE
J.P. MORGAN SECURITIES LLC · Newark, DE
PFS INVESTMENTS INC. · NEWARK, DE
PNC WEALTH MANAGEMENT LLC · BEAR, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BEAR, DE
NXY CAPITAL, LLC · BEAR, DE
CHRISTIANA ASSET MANAGEMENT LLC · NEWARK, DE

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