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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-28
  • TX RA
    APPROVED
    Since 2023-04-28

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

5625 Fm 1960 Rd W, Houston, TX 77069 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc The Woodlands TX 06/2014 11/2016
Jpmorgan Chase Bank, N.A. Houston TX 03/2018 09/2022
J.P. Morgan Securities, Llc Houston TX 03/2018 09/2022
Air Sea International Houston TX 12/2017 03/2018
Fidelity Investments The Woodlands TX 06/2014 11/2016
Steve'S Quality Machining Solutions Spring TX 11/2015 02/2019
Baba, Llc Spring TX 10/2021 12/2021
Wells Fargo Clearing Services, Llc Houston TX 03/2023 Present
Wells Fargo Bank, Na Houston TX 03/2023 Present
Unemployed Spring TX 09/2022 03/2023
  • 06/2014 → 11/2016
    Fidelity Brokerage Services Llc
    The Woodlands, TX
  • 03/2018 → 09/2022
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 03/2018 → 09/2022
    J.P. Morgan Securities, Llc
    Houston, TX
  • 12/2017 → 03/2018
    Air Sea International
    Houston, TX
  • 06/2014 → 11/2016
    Fidelity Investments
    The Woodlands, TX
  • 11/2015 → 02/2019
    Steve'S Quality Machining Solutions
    Spring, TX
  • 10/2021 → 12/2021
    Baba, Llc
    Spring, TX
  • 03/2023 → Present
    Houston, TX
  • 03/2023 → Present
    Wells Fargo Bank, Na
    Houston, TX
  • 09/2022 → 03/2023
    Unemployed
    Spring, TX
Other Businesses

MYQUALITYMFG.COM LLC; NOT INV. RELATED; SPRING, TX; 100% OWNED BY SPOUSE; CHECK SIGNER; START DATE 2/28/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: REVEIW BANK STATEMENTS, MAKE DEPOSITS AND SIGN CHECKS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2014-09-25
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2014-09-25
Other Names
  • Deborah Suzanne Williams
  • Deborah Suzanne King
  • Deborah S Bradley
  • Deborah Petansky
  • Deborah S Petansky
  • Deborah Williams
  • Deborah S Williams
  • Deborah Bradley
  • Deborah Suzanne Bradley
  • Deborah King
  • Deborah S King
  • Deborah Suzanne Petansky

View on SEC IAPD

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