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James Joseph Mccullough

LPl Financial LLC

Albuquerque, NM

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
MO RA APPROVED 2021-07-21
NM RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
UT RA APPROVED 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21
  • NM RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21

Branch Locations

6211 San Mateo Blvd Ne Ste 200, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Albuquerque NM 10/2012 Present
Various Insurance Carriers For W&R Insurance Agencies Rio Rancho NM 10/2012 Present
Lpl Financial Llc Albuquerque NM 07/2021 Present
  • 10/2012 → Present
    Waddell & Reed, Inc
    Albuquerque, NM
  • 10/2012 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Rio Rancho, NM
  • 07/2021 → Present
    Lpl Financial Llc
    Albuquerque, NM
Previous Registrations
  • 2012-10-12 → 2021-07-21
    Waddell & Reed
    Albuquerque, NM
    Las Vegas, NV
    Albuquerque, NM
  • 2008-03-06 → 2012-10-09
    Thrivent Investment Management Inc.
    Safety Harbor, FL
    Clearwater, FL
    Clearwater, FL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - W&R - Investment Related - ALBUQUERQUE, NM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-29
S63 Uniform Securities Agent State Law Examination 2005-06-08
  • S66 Uniform Combined State Law Examination
    2008-02-29
  • S63 Uniform Securities Agent State Law Examination
    2005-06-08
Other Names
  • Jamie Mc Cullough

View on SEC IAPD

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Other Investors

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MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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