Brett Whitton Gardiner

Current Employers

Employment History

• 10/2016 → 01/2024
  Woodbury Financial Services Inc
  Glenview, IL
• 02/2015 → 10/2016
  Unemployed
  Winnetka, IL
• 01/2024 → 12/2024
  Osaic Wealth, Inc.
  Northbrook, IL
• 12/2024 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 12/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-01-19 → 2024-12-12
  Osaic Wealth, Inc.
  Northbrook, IL
• 2017-04-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  Northbrook, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2004; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: C247 FATHER'S ARMS MINISTRIES; INVESTMENT RELATED: NO; ADDRESS: 1543 HOWARD STREET, CHICAGO, IL 60610; NATURE OF BUSINESS: FAITH-BASED ORGANIZATION; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY BOARD MEETINGS AT OUR HEADQUARTERS AND HELP GIVE GUIDANCE AND DIRECTION TO THE DIRECTORS OF THE PROGRAMS; 3. NAME OF OTHER BUSINESS: SPRUCE STREET FINANCIAL, LLC; INVESTMENT RELATED: NO; ADDRESS: NORTHBROOK, IL 60062; NATURE OF BUSINESS: LLC FOR TAX PURPOSES; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES; 4. NAME OF OTHER BUSINESS: MAPPA WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: PRIVATE WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVICE;

Exams

• S66 Uniform Combined State Law Examination
  2017-03-22
• S63 Uniform Securities Agent State Law Examination
  2004-03-30

Other Names

• Barrett Whitton Gardiner
• Brett W Gardiner