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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-03-29 |
| IA | RA | APPROVED | 2012-09-06 |
| TX | RA | APPROVED_RES | 2012-09-05 |
Branch Locations
160 S 68Th Street Suite 1204, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Advisors Llc | Chicago | IL | 02/2012 | Present |
| Arete Wealth Management Llc | Chicago | IL | 08/2012 | Present |
SILVERCAP WEALTH MANAGEMENT, INC: DBA FOR INVESTMENT/FINANIAL PLANNING COMPANY; PARTNER & INVESTMENT ADVISOR. INDEPENDENT INSURANCE AGENT (FMO: BROKERS INTERNATIONAL). SILVERCAP TAX SERVICES LLC: TAX PREPARATION SERVICES, PARTNER; START DATE = 8/21/19; 20 HRS/MTH SEASONALLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-19 |
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