Philip Harrison Rothstein

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 01/2017
  Bbtis
  Charlotte, NC
• 07/2011 → 01/2017
  Bb&T Bank
  Wake Forest, NC
• 01/2017 → 02/2021
  Bb&T Bank
  Raleigh, NC
• 01/2017 → 02/2021
  Bb&T Investment Services, Inc.
  Charlotte, NC
• 01/2018 → 02/2021
  Bb&T Securities, Llc
  Richmond, VA
• 02/2021 → 02/2024
  Truist Investment Services, Inc.
  Raleigh, NC
• 02/2021 → 02/2024
  Truist Advisory Services, Inc.
  Atlanta, GA
• 02/2024 → Present
  Truist Investment Services, Inc.
  Raleigh, NC
• 02/2024 → Present
  Truist Advisory Services, Inc.
  Raleigh, NC

Previous Registrations

• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Raleigh, NC
  Richmond, VA
• 2005-10-25 → 2018-01-02
  Bb&T Investment Services, Inc.
  Fremont, NC
  Raleigh, NC
  Knightdale, NC
  Smithfield, NC
  Clayton, NC
  Princeton, NC
  Goldsboro, NC
  Goldsboro, NC
  Charlotte, NC
  Charlotte, NC
  Wake Forest, NC
  Raleigh, NC
• 2004-08-20 → 2005-01-07
  First Citizens Investor Services, Inc.
  Raleigh, NC

Other Businesses

ROTHSTEIN REAL ESTATE GROUP, LLC POSITION: Co-Member NATURE: This is an LLC for 2 properties I own with my wife and rent out in the mountains. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2024 ADDRESS: Raleigh NC, United States DESCRIPTION: The duties associated with having a rental through a management company.

Exams

• S66 Uniform Combined State Law Examination
  2004-08-12

Designations

• Certified Financial Planner