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Harout Garabedian

Charles Schwab & Co., Inc.

Pasadena, CA

CRD 4768304

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-26
  • CA RA
    APPROVED
    Since 2022-01-26

Branch Locations

251 S. Lake Ave. Suite 150, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Pasadena CA 05/2007 12/2022
Charles Schwab & Co., Inc. Pasadena CA 12/2022 Present
Charles Schwab Bank Pasadena CA 11/2023 Present
  • 05/2007 → 12/2022
    Td Ameritrade
    Pasadena, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Pasadena, CA
  • 11/2023 → Present
    Charles Schwab Bank
    Pasadena, CA
Previous Registrations
  • 2007-06-01 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Pasadena, CA
    Pasadena, CA
  • 2007-06-01 → 2022-10-14
    Td Ameritrade, Inc.
    Pasadena, CA
  • 2006-04-13 → 2006-08-14
    Wells Fargo Investments, Llc
    Reseda, CA
    Canoga Park, CA
    Reseda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-12
S63 Uniform Securities Agent State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2006-04-12
  • S63 Uniform Securities Agent State Law Examination
    2005-09-29

View on SEC IAPD

Nearby Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

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