Samantha Jane Lerette

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Exemplar Financial Network
  Crystal Lake, IL
• 01/2013 → 10/2018
  Cetera Advisor Networks
  El Segundo, CA
• 10/2018 → Present
  Lpl Financial
  Crystal Lake, IL

Previous Registrations

• 2013-01-14 → 2018-10-23
  Cetera Wealth Services, Llc
  Crystal Lake, IL

Other Businesses

1) 10/19/2018 - Tax Prep/Accounting/CPA - EXEMPLAR ACCOUNTING & TAX ADVISORS - Crystal Lake, IL 2) 10/19/2018 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - Crystal Lake, IL 3) 10/19/2018 - Notary - Crystal Lake, IL 4) 09/15/2021 - Financial Servicenter of Delaware - DBA: Financial Servicenter Delaware, Financial Service - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/09/2021 - 8 Hours Per Month/8 Hours During Securities Trading. 5) 11/10/2023 - Exemplar Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/14/2022 - 2 Hours Per Month/ During Trading 6) 11/15/2023 - Exemplar Advisor Services SD - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 0/15/2021 - 4 Hours Per Month/ During Trading 7) 01/29/2026 - Exemplar Advisor Services S.D., LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/28/2020 - 50 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-09-01

Other Names

• Samantha Jane Casey
• Samantha Jane Casey