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Samantha Jane Lerette

LPl Financial LLC

Crystal Lake, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-19
  • IL RA
    APPROVED
    Since 2018-10-19

Branch Locations

413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exemplar Financial Network Crystal Lake IL 01/2004 Present
Cetera Advisor Networks El Segundo CA 01/2013 10/2018
Lpl Financial Crystal Lake IL 10/2018 Present
  • 01/2004 → Present
    Exemplar Financial Network
    Crystal Lake, IL
  • 01/2013 → 10/2018
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2018 → Present
    Lpl Financial
    Crystal Lake, IL
Previous Registrations
  • 2013-01-14 → 2018-10-23
    Cetera Wealth Services, Llc
    Crystal Lake, IL
Other Businesses

1) 10/19/2018 - Tax Prep/Accounting/CPA - EXEMPLAR ACCOUNTING & TAX ADVISORS - Crystal Lake, IL 2) 10/19/2018 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - Crystal Lake, IL 3) 10/19/2018 - Notary - Crystal Lake, IL 4) 09/15/2021 - Financial Servicenter of Delaware - DBA: Financial Servicenter Delaware, Financial Service - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/09/2021 - 8 Hours Per Month/8 Hours During Securities Trading. 5) 11/10/2023 - Exemplar Wealth Management - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/14/2022 - 2 Hours Per Month/ During Trading 6) 11/15/2023 - Exemplar Advisor Services SD - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 0/15/2021 - 4 Hours Per Month/ During Trading 7) 01/29/2026 - Exemplar Advisor Services S.D., LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/28/2020 - 50 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-01
  • S66 Uniform Combined State Law Examination
    2012-09-01
Other Names
  • Samantha Jane Casey
  • Samantha Jane Casey

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