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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-07 |
| CO | RA | APPROVED_RES | 2016-12-02 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1415 Burgundy Court, Monument, CO 80132 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities Corporation | Colorado Springs | CO | 06/2016 | Present |
1) FALCON FINANCIAL SERVICES, INC.DBA- 1415 BURGUNDY COURT, MONUMENT, CO, 80132; FINANCIAL SERVICES, REGISTERED REP/INVESTMENT ADVISORY REP, PRESIDENT,2004, INVESTMENT RELATED, TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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