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Current Employers
Jones & Associates Premier Financial Solutions

260 N 3Rd Street, Jacksonville, OR 97530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-28
OR RA APPROVED 2020-09-22
  • TX RA
    APPROVED
    Since 2022-09-28
  • OR RA
    APPROVED
    Since 2020-09-22

Branch Locations

260 N 3Rd Street, Jacksonville, OR 97530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor, Inc. El Dorado Hills CA 01/2006 07/2020
Jones & Associates Premier Insurance Solutions Medford OR 07/2020 01/2022
Jones & Associates Premier Financial Solutions, Llc Medford OR 09/2020 Present
Gradient Securities, Llc Arden Hills MN 09/2020 Present
Jones & Associates Insurance Solutions, Llc Medford OR 01/2022 Present
Jones & Associates Premier Financial Solutions Jacksonville OR 01/2022 Present
N&L Properties, Llc Jacksonville OR 10/2023 Present
  • 01/2006 → 07/2020
    Principal Funds Distributor, Inc.
    El Dorado Hills, CA
  • 07/2020 → 01/2022
    Jones & Associates Premier Insurance Solutions
    Medford, OR
  • 09/2020 → Present
    Jones & Associates Premier Financial Solutions, Llc
    Medford, OR
  • 09/2020 → Present
    Gradient Securities, Llc
    Arden Hills, MN
  • 01/2022 → Present
    Jones & Associates Insurance Solutions, Llc
    Medford, OR
  • 01/2022 → Present
    Jacksonville, OR
  • 10/2023 → Present
    N&L Properties, Llc
    Jacksonville, OR
Previous Registrations
  • 2004-06-24 → 2005-12-21
    Morgan Stanley Dw Inc.
    Folsom, CA
Other Businesses

1. JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS; INV RELATED; 260 N 3rd Street Jacksonville, OR 97530 ; ADVISORY; VICE PRESIDENT; START 07/2020; 80 HOURS PER MONTH; 80 HOURS DURING SECURITIES TRADING HOURS; INVESTMENT ADVISORY SERVICES. 2. JONES & ASSOCIATES INSURANCE SOLUTIONS, LLC; INV RELATED; 2436 W. MAIN STREET MEDFORD, OR 97501; INSURANCE; OWNER, PRESIDENT, START 01/2022, 40 HOURS PER MONTH, 40 HOURS DURING TRADING HOURS. 3. N&L PROPERITES, LLC; INV RELATED; 120 PONDEROSA WAY, JACKSONVILLE, OR 97530; REAL ESTATE; MANAGING MEMBER; START 10/2023; 5 HOURS PER MONTH; 5 HOURS DURING SECURITIES TRADING HOURS; REAL ESTATE HOLDING RENTAL PROPERTY. 4. L&N VENTURES; INV RELATED; 120 PONDEROSA WAY, JACKSONVILLE, OR 97530; INVESTMENT HOLDING COMPANY; PRESIDENT; START 7/2025; 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; OIL AND GAS INVESTMENT HOLDING COMPANY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
  • S66 Uniform Combined State Law Examination
    2004-05-07
Designations
Other Names
  • Nicholas Jones
  • Nick Jones

View on SEC IAPD

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