Anthony John Roa

Current Employers

Employment History

• 03/2016 → 08/2018
  Jp Morgan Securities, Llc
  Medford, OR
• 08/2018 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2022 → Present
  Pwa Operations, Dba Pioneer Wealth Advisors
  Jacksonville, OR
• 01/2022 → Present
  675. Llc
  Jacksonville, OR
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2018 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2016-01-06 → 2018-08-08
  J.P. Morgan Securities Llc
  Medford, OR
  Jacksonville, OR
  Central Point, OR
  Medford, OR
  Crescent City, CA
  Gold Beach, OR
  Ashland, OR

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: PIONEER FINANCIAL PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 08/2018; POSITION/TITLE/RELATIONSHIP: OWNER / ADVISOR; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: RENTAL PROPERTY INVESTMENT RELATED: NO ADDRESS: 2265 RIDGEWAY, MEDFORD OR 97504 NATURE OF BUSINESS: REAL ESTATE START DATE: 06/2014 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: LANDLORD 4. NAME OF OTHER BUSINESS: PWA OPERATIONS, DBA PIONEER WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: COST SHARING ENTITY FOR OFFICE; 5. NAME OF OTHER BUSINESS: 675, LLC INVESTMENT RELATED: NO, ADDRESS: 675 N 5TH ST, JACKSONVILLE, OR, 97530 NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OFFICE BUILDING PURCHASE, SET UP AND MANAGE LEASE WITH PWA OPERATIONS, LLC; 6. NAME OF OTHER BUSINESS: RIDERS SHARE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MOTORCYCLE RENTAL; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: MOTORCYCLE OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LIST MOTORCYCLE ON RIDERS SHARE AND RENT OUT TO PEOPLE;

Exams

• S66 Uniform Combined State Law Examination
  2015-12-21