Paul Towne Caswell

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2013 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2022 → Present
  Pwa Operations, Llc Dba Pioneer Wealth Advisors
  Jacksonville, OR

Other Businesses

1. ADVENTURE WHITEWATER, NOT INVESTMENT RELATED, 730 WILLIAMS COURT, MEDFORD, OR 97504, RIVER GUIDING BUSINESS, RIVER GUIDE IN A NON-OWNER RELATIONSHIP, START DATE 6/2001, AVERAGE OF 40 HOURS PER YEAR DEVOTED TO JOB, NO HOURS DEVOTED DURING SECURITIES TRADING HOURS, MY DUTIES SIMPLY INVOLVE GUIDING CLIENTS DOWN THE RIVER. 2.NAME OF OTHER BUSINESS: TABLE ROCK FELLOWSHIP INVESTMENT RELATED: NO ADDRESS: 3610 N. PACIFIC HWY MEDFORD OR 97501 NATURE OF BUSINESS: RELIGIOUS ORGANIZATION START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: ELDER BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, WORK ON CHURCH BUDGET, DISCIPLESHIP 3. NAME OF OTHER BUSINESS: PWA OPERATIONS, LLC DBA PIONEER WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: 675, LLC; INVESTMENT RELATED: NO; ADDRESS: 675 N 5TH ST JACKSONVILLE, OR 97530; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: OFFICE BUILDING PURCHASE, SET UP AND MANAGE LEASE WITH PWA OPERATIONS, LLC; 5. NAME OF OTHER BUSINESS: SOUTHERN OREGON SKI EDUCATION FOUNDATION (SOSEF) ; INVESTMENT RELATED: NO ADDRESS: 309 AVERY ST, ASHLAND, OR 97520 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 7/25/26 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT & BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE BOARD, COACHING & SKI PROG ACTIVITIES AS A WHOLE. ;

Exams

• S66 Uniform Combined State Law Examination
  2007-05-31
• S63 Uniform Securities Agent State Law Examination
  2005-03-11

Designations