Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-30
NJ RA APPROVED 2015-10-13
  • TX RA
    APPROVED_RES
    Since 2023-05-30
  • NJ RA
    APPROVED
    Since 2015-10-13

Branch Locations

1 Crossroads Dr, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 05/2015 Present
Bank Of America, N.A. Bridgewater NJ 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 2004-04-29
  • S66 Uniform Combined State Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    2004-04-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bedminster, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor