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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-08-01 |
| TX | RA | APPROVED | 2024-08-01 |
Branch Locations
701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States
One Town Center Road Suite 660, Boca Raton, FL 33486 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Minneapolis | MN | 10/2008 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Plymouth | MN | 11/2016 | 02/2021 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 04/2021 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Wayzata | MN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-05 |
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