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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-01
TX RA APPROVED 2024-08-01
  • MN RA
    APPROVED
    Since 2024-08-01
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

701 Lake Street E Ste 200 [Satellite], Wayzata, MN 55391 • United States

One Town Center Road Suite 660, Boca Raton, FL 33486 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Minneapolis MN 10/2008 02/2021
Wells Fargo Clearing Services, Llc Plymouth MN 11/2016 02/2021
Wells Fargo Clearing Services, Llc Wayzata MN 04/2021 07/2024
Wells Fargo Advisors Financial Network, Llc Wayzata MN 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-07
S63 Uniform Securities Agent State Law Examination 2004-03-05
  • S66 Uniform Combined State Law Examination
    2016-01-07
  • S63 Uniform Securities Agent State Law Examination
    2004-03-05

View on SEC IAPD

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