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1155 South Washington Street #105, Naperville, IL 60540 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-07-26 |
Branch Locations
1155 South Washington Street #105, Naperville, IL 60540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Left Brain Wealth Management, Llc | Naperville | IL | 04/2016 | 05/2021 |
| Blue Harbinger Research | Naperville | IL | 05/2015 | Present |
| Left Brain Wealth Management | Naperville | IL | 04/2016 | 05/2021 |
| Herrick Lake Investments Llc | Naperville | IL | 06/2021 | Present |
1) BLUE HARBINGER RESEARCH, LLC; INVESTMENT RELATED; 1965 OXLEY CIRCLE, NAPERVILLE, IL 60563; DUTIES ARE TO CREATE INVESTMENT RESEARCH REPORTS; FOUNDER/DIRECTOR; INDEPENDENT INVESTMENT RESEARCH COMPANY; SINCE 05/23/2015; 100 HRS PER MONTH. 2) SOCIETY OF SAINT VINCENT DE PAUL; NOT INVESTMENT RELATED; 36 N. ELLSWORTH ST NAPERVILLE IL 60540 UNITED STATES; TREASURER; START DATE: 2024-01-01; HOURS PER MONTH ALL OUTSIDE TRADING HOURS: 5; MARK DANIEL HINES SERVES AS VOLUNTEER TREASURER FOR THE SOCIETY OF ST. VINCENT DE PAUL SAINTS PETER AND PAUL CONFERENCE, A NON-PROFIT ORGANIZATION IN NAPERVILLE, ILLINOIS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
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