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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-07-08 |
| WA | RA | APPROVED | 2023-04-28 |
| RI | RA | APPROVED | 2023-04-18 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2019-02-08 |
| TX | RA | APPROVED_RES | 2017-07-11 |
Branch Locations
515 Madison Avenue 8Th Floor, New York, NY 10022-5596 • United States
800 Westchester Ave Ste S-508, Rye Brook, NY 10573 • United States
10 Raymond Ave, Poughkeepsie, NY 12603-2383 • United States
9595 Six Pines Dr Ste 8210, The Woodlands, TX 77380-1642 • United States
200 W 41St Street Suite 1902, New York, NY 10036 • United States
6455 S Yosemite St Ste 440, Greenwood Village, CO 80111-5139 • United States
85 Civic Center Plaza Ste 100, Poughkeepsie, NY 12601 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ryebrook | NY | 03/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Rye Brook | NY | 03/2020 | Present |
Real Estate Ownership; Single Family; 333 East 34th StreetNew York, NY 10016, ,; Investment-Related; 06/01/2015. Business Ownership; Sapphire Management LLC; Owner; Pass-through for franchise expenses.; 350 Bleecker Street, Apt 5J, New York, NY, 10014; Not Investment-Related; 11/01/2016; 0 hours per month; 0 during trading hours. Board of Directors; Greenwich House; Board Member; 27 Barrow Street, , New York, NY, 10014; Not Investment-Related; 02/14/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Sapphire Management LLC; Owner; Pass-through for business expenses and payroll.; 350 Bleecker Street, , New York, NY, 10014; Not Investment-Related; 11/01/2016; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-23 |
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