Allen K Marler

Current Employers

Employment History

• 04/2001 → Present
  Rce Financial
  Midvale, UT
• 05/2002 → 06/2024
  Securities America, Inc.
  Sandy, UT
• 09/2002 → 06/2024
  Securities America Advisors, Inc.
  Sandy, UT
• 02/2003 → Present
  Allen K. Marler
  Midvale, UT
• 08/2006 → Present
  Lcm Financial Services, Inc.
  Midvale, UT
• 01/2007 → Present
  Lcm Financial Services, Inc.
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sandy, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sandy, UT

Previous Registrations

• 2002-09-17 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT
  Sandy, UT

Other Businesses

1. DOES NOT HAVE A NAME. ALL INSURANCE IS DONE UNDER MY NAME. POSITION: To help clients obtain life, LTC, and disability insurance. NATURE: INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2002 ADDRESS: 9055 South 1300 East, Suite 105, Sandy UT 84094, United States DESCRIPTION: Sell term life insurance, long term care insurance, and disability insurance. 2. LCM FINANCIAL SERVICES, INC. POSITION: Doing tax returns. NATURE: LCM FINANCIAL SERVICES, INC.- TAX PREPARATION & ACCOUNTING- PRESIDENT/OWNER- 10% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 9 START DATE: 02/01/2006 ADDRESS: 9055 South 1300 East, Suite 105, Sandy UT 84094, United States DESCRIPTION: Tax preparation, tax filing, tax planning, tax advice, and accounting that is needed for the tax preparation. 3. LCM FINANCIAL SERVICES, INC. POSITION: Tax Preparer NATURE: S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 9 START DATE: 02/01/2006 ADDRESS: 9055 South 1300 East, Suite 105, Sandy UT 84094, United States DESCRIPTION: Tax preparation, tax filing, tax planning, tax advice, and accounting that is needed for the tax preparation. 4. DOES NOT HAVE A NAME. ALL INSURANCE IS DONE UNDER MY NAME. POSITION: Life, LTC, and disability insurance sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2002 ADDRESS: 9055 South 1300 East, Suite 105, Sandy UT 84094, United States DESCRIPTION: Sell term life insurance, long term care insurance, and disability insurance.

Exams

• S66 Uniform Combined State Law Examination
  2000-02-17

Designations