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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-12
CA RA APPROVED 2007-05-02
  • TX RA
    APPROVED_RES
    Since 2025-08-12
  • CA RA
    APPROVED
    Since 2007-05-02

Branch Locations

13300 Newport Ave, Tustin, CA 92780 • United States

17951 Macarthur Blvd, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Tustin CA 04/2007 Present
Previous Registrations
Other Businesses

1) MGK Asset Management Corporation is a corporation owned jointly with my wife; non-investment related; located at Anaheim, CA; A real estate management company. I am currently the CFO and am a silent partner; 4 hours/month; 0 hours/trading; My duties will be to review bookkeeping for the portfolio of real estate that we personally own. This will only require my personal time during non-business hours. 2) Rental Property; Investment-related; Tustin, CA; Rental Property; Owner; 1/1/2014; 1 Hours/mo; 0 Hours/trading; None - wife manages property. 3) Rental Property 2 Fullerton; Investment-related; Fullerton, CA; Rental Property; Owner; 12/17/2015; 1 Hours/mo; 0 Hours/trading; None-wife manages property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-13
  • S66 Uniform Combined State Law Examination
    2004-08-13

View on SEC IAPD

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