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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-30
CA RA APPROVED 2015-04-28
  • TX RA
    APPROVED_RES
    Since 2019-09-30
  • CA RA
    APPROVED
    Since 2015-04-28

Branch Locations

2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States

21680 Gateway Center Dr Bldg A Ste 310, Diamond Bar, CA 91765-2459 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. El Segundo CA 07/2013 03/2020
Ameriprise Financial Services, Llc El Segundo CA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Atrium Partners LLC; run the operation of the business, payroll, hr, etc.; Consulting; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / ArmourLn; I am the sole owner of the entity that will be used to run my personal payroll and business expenses.; This will be an S-corp to run my personal payroll as well as certain business expenses. There will be no employees or client related work.; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 02/16/2022; 60 hours per month; 60 during trading hours / Atrium Partners 2; Managing operations; This entity will be used to run business operations for the newly acquired practice; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 10/31/2022; 60 hours per month; 60 during trading hours / Atrium Partners 3, LLC; Co-owner; The business will be used to run operations for clients acquired through a professional alliance; 2301 Rosecrans Ave, Suite 4195, El Segundo , CA, 90245; Not Investment-Related; 12/01/2023; 60 hours per month; 60 during trading hours / Sentry Tax Advisory Group; Owner; Tax Preparation; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 08/15/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
  • S66 Uniform Combined State Law Examination
    2015-04-27

View on SEC IAPD

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