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Sandra Ann Bailey

Cetera Investment Advisers LLC

South Portland, ME

Portland, ME

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2014-01-21
  • ME RA
    APPROVED
    Since 2014-01-21

Branch Locations

601 Broadway, South Portland, ME 04116 • United States

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 03/2010 Present
Cetera Investment Advisers Llc South Portland ME 01/2014 Present
Saco & Biddeford Savings Institution South Portland ME 11/2022 Present
  • 03/2010 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    South Portland, ME
  • 11/2022 → Present
    Saco & Biddeford Savings Institution
    South Portland, ME
Previous Registrations
  • 2009-11-17 → 2010-02-18
    Td Wealth Management Services Inc.
    South Portland, ME
    Portland, ME
    Brunswick, ME
    Bridgton, ME
    Portland, ME
  • 2007-07-03 → 2009-11-17
    Cetera Investment Services Llc
    Portland, ME
Other Businesses

1. NOTARY SERVICES FOR EXISTING CETERA CLIENTS; DOES NOT NOTARIZE FIRM RELATED DOCUMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-28
S63 Uniform Securities Agent State Law Examination 2004-04-13
  • S66 Uniform Combined State Law Examination
    2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    2004-04-13
Other Names
  • Sandra Ann Gushue

View on SEC IAPD

Other Firms

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RICHARD BROTHERS, FINANCIAL ADVISORS
SAVANT WEALTH MANAGEMENT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
KEY INVESTMENT SERVICES LLC
EDWARD JONES
LPL FINANCIAL LLC

Other Investors

Peter John Fendler
RYAN LUCZYNSKI
ZACHARY JOSEPH WIELGOSZINSKI
JAMES PETER KOS
R Mark Gosselin
OYBEK TURSKY
RANDALL JON RICHARD
NEAL PATRICK RICHARD

Other Offices

COMMONWEALTH FINANCIAL NETWORK · South Portland, ME
RICHARD BROTHERS, FINANCIAL ADVISORS · SOUTH PORTLAND, ME
SAVANT WEALTH MANAGEMENT · South Portland, ME
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTH PORTLAND, ME
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · South Portland, ME
KEY INVESTMENT SERVICES LLC · South Portland, ME
EDWARD JONES · South Portland, ME
CETERA INVESTMENT ADVISERS LLC · SOUTH PORTLAND, ME

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