Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • LA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Na Baton Rouge LA 09/2006 02/2017
J.P. Morgan Securities Llc Zachary LA 10/2012 02/2017
Rnb Investment Properties Llc Baton Rouge LA 12/2012 02/2017
Wells Fargo Clearing Services, Llc Baton Rouge LA 02/2017 09/2022
Cetera Wealth Services, Llc El Segundo CA 09/2022 Present
Rnb Investment Properties Llc Baton Rouge LA 08/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2017-03-02 → 2022-09-23
    Baton Rouge, LA
  • 2012-10-01 → 2017-03-06
    Zachary, LA
    Baker, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
  • 2007-12-06 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Zachary, LA
    Baton Rouge, LA
    Zachary, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baker, LA
  • 2005-09-01 → 2006-08-15
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

1. NAME OF OTHER BUSINESS: RNB INVESTMENT PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: BATON ROUGE, LA 70820 NATURE OF BUSINESS: REAL ESTATE START DATE: 8/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I COLLECT RENT, FIX PROPERTIES, MAINTENANCE OF PROPERTIES, PAY TAXES, ETC; 2. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 9/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MAINTAINING AND DEEPENING RELATIONSHIPS WITH MY CLIENTS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-04
S63 Uniform Securities Agent State Law Examination 2005-05-16
  • S65 Uniform Investment Adviser Law Examination
    2007-12-04
  • S63 Uniform Securities Agent State Law Examination
    2005-05-16
Other Names
  • Richie Nereaux Burtt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Baton Rouge, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor