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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Na | Baton Rouge | LA | 09/2006 | 02/2017 |
| J.P. Morgan Securities Llc | Zachary | LA | 10/2012 | 02/2017 |
| Rnb Investment Properties Llc | Baton Rouge | LA | 12/2012 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Baton Rouge | LA | 02/2017 | 09/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2022 | Present |
| Rnb Investment Properties Llc | Baton Rouge | LA | 08/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: RNB INVESTMENT PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS: BATON ROUGE, LA 70820 NATURE OF BUSINESS: REAL ESTATE START DATE: 8/2012 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I COLLECT RENT, FIX PROPERTIES, MAINTENANCE OF PROPERTIES, PAY TAXES, ETC; 2. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 9/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MAINTAINING AND DEEPENING RELATIONSHIPS WITH MY CLIENTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-16 |
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