Nadezhda Vladlenovna Leake

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-02
UT	RA	APPROVED	2016-03-22

TX RA
APPROVED_RES

Since 2016-08-02
UT RA
APPROVED

Since 2016-03-22

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Salt Lake City	UT	03/2016	11/2016
Wells Fargo Clearing Services, Llc	Salt Lake City	UT	11/2016	Present

03/2016 → 11/2016

Wells Fargo Advisors, Llc

Salt Lake City, UT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Salt Lake City, UT

Previous Registrations

2013-12-20 → 2014-07-01

Morgan Stanley

South Jordan, UT
2010-04-19 → 2012-03-23

Rbc Capital Markets, Llc

St. Paul, MN
2009-10-22 → 2010-04-12

Transamerica Financial Advisors, Llc

St. Paul, MN
2007-11-06 → 2009-07-02

Ubs Financial Services Inc.

Clayton, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-25

S66 Uniform Combined State Law Examination

2005-07-25

Other Names

Nadia Leake
Nadia V Leake
Nadezhda Vladlenovna Smirnova-Leake

View on SEC IAPD

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