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Anna Ramos Bernardo

Planmember Securities Corporation

Carpinteria, CA

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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-24
  • CA RA
    APPROVED
    Since 2024-01-24

Branch Locations

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. San Diego CA 06/2016 01/2024
Planmember Securities Corporation Carpinteria CA 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
S63 Uniform Securities Agent State Law Examination 2004-04-30
  • S66 Uniform Combined State Law Examination
    2009-01-16
  • S63 Uniform Securities Agent State Law Examination
    2004-04-30
Other Names
  • Ana Ramos
  • Anna Nicole Ramos
  • Anna Nicole Ramos

View on SEC IAPD

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Other Offices

PLANMEMBER ASSET MANAGEMENT CORPORATION · CARPINTERIA, CA
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PLANMEMBER SECURITIES CORPORATION · Carpinteria, CA
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EDWARD JONES · Carpinteria, CA
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