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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-05
IL RA APPROVED 2005-03-28
  • TX RA
    APPROVED_RES
    Since 2012-05-05
  • IL RA
    APPROVED
    Since 2005-03-28

Branch Locations

601 Campus Drive Ste B4, Arlington Heights, IL 60004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2004 Present
Associated Pension Services Arlington Heights IL 01/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Associated Planning Services, Inc. Arlington Heights IL 08/2005 Present
  • 02/2004 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2004 → Present
    Associated Pension Services
    Arlington Heights, IL
  • 03/2005 → Present
    Fairfield, IA
  • 08/2005 → Present
    Associated Planning Services, Inc.
    Arlington Heights, IL
Other Businesses

1)ASSOCIATE PLANNING SERVICES, INC, 601 CAMPUS DRIVE, STE B4, ARLINGTON HEIGHTS, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.04/15/05, INV REL, 5/WK- 5/TRADING HRS. 2)ASSOCIATED PLANNING SERVICES, INC., 601 CAMPUS DRIVE SUITE B4, ARLINGTON HEIGHTS, IL 60004 ; BEGAN 08/01/2005 ; AS DBA, IAR, INV REL ; DEVOTES 30 HRS/WK ; 30 DURING TRADING HOURS. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/15/04 4) ASSOCIATE PENSION SERVICE, 601 CAMPUS DRIVE, STE B4, ARLINGTON HEIGHTS, IL, TPA, 01/01/04, INV REL, PARTICIPANT ENROLLMENT SERVICES, INV REL, 20/WK- 20/TRADING HRS 5) ASSOCIATED PENSION SERVICES, 601 Campus Drive, Suite B4, Arlington Heights IL 60004, United States, 01/01/2004, W2 Employee, TPA/Pension Services, INV REL, 80 HR/MO - 80 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-15
S63 Uniform Securities Agent State Law Examination 2004-04-06
  • S65 Uniform Investment Adviser Law Examination
    2004-11-15
  • S63 Uniform Securities Agent State Law Examination
    2004-04-06

View on SEC IAPD

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