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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-15 |
| TX | RA | APPROVED | 2019-08-14 |
Branch Locations
7777 Center Ave., Suite 120, Huntington Beach, CA 92647 • United States
Huntington Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Irvine | CA | 07/2009 | Present |
1. 10/31/2016 - Guided Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/18/2016 - 80 Hours Per Month/40 Hours During Securities Trading. 2. 2/7/2017 - Guided Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/06/2017 - 10 Hours Per Month/3 Hours During Securities Trading. 3. 5/8/2018 - Tony Guerriero cold storage - Not Investment Related - 1061 S McCall Ave, Sanger, CA 93657 - Other-Family Business - Started 04/01/2018 - 0 Hours Per Month - No title or role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-02 |
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