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Clarissa Pesqueira

Cetera Investment Advisers LLC

El Segundo, CA

Hawthorne, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Hawthorne, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 06/2016 01/2018
Cetera Wealth Services, Llc El Segundo CA 02/2018 Present
Cetera Advisors Llc St. Cloud MN 02/2018 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2018 Present
Cetera Investment Services Llc St. Cloud MN 02/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2016 → 01/2018
    National Planning Corporation
    El Segundo, CA
  • 02/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2018 → Present
    Cetera Advisors Llc
    St. Cloud, MN
  • 02/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2016-06-29 → 2018-02-13
    National Planning Corporation
    El Segundo, CA
  • 2011-04-25 → 2014-08-06
    Waddell & Reed
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-21
S63 Uniform Securities Agent State Law Examination 2008-05-24
  • S66 Uniform Combined State Law Examination
    2011-04-21
  • S63 Uniform Securities Agent State Law Examination
    2008-05-24

View on SEC IAPD

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