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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Company New York NY 04/2009 Present
Park Avenue Securities New York NY 03/2011 Present
Guardian Life Insurance Company Garden City NY 06/2024 Present
Park Avenue Securities Garden City NY 06/2024 Present
  • 04/2009 → Present
    Guardian Life Ins Company
    New York, NY
  • 03/2011 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Garden City, NY
  • 06/2024 → Present
    Park Avenue Securities
    Garden City, NY
Other Businesses

1. Outside Insurance-Group health and disability insurance benefits, Start: 11/01/2011, Address; 437 Madison Avenue, 29th Floor, New York, NY 10022, 10 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Trustee and Executor for my Mothers Estate, Start date: 09/19/2016, Address: 147 Tullamore Rd Garden City, NY 11530, 5 total hours per month, 0 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-28
  • S63 Uniform Securities Agent State Law Examination
    2011-06-28

View on SEC IAPD

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