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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-08-11 |
| TX | RA | APPROVED | 2017-08-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Capital Management Llc | Cupertino | CA | 07/2012 | 05/2017 |
| E*Trade Securities Llc | Cupertino | CA | 07/2012 | 04/2017 |
| Jp Morgan Securities Llc | San Francisco | CA | 08/2017 | Present |
| Unemployed | San Mateo | CA | 05/2017 | 08/2017 |
| Harrisdirect Llc | Cupertino | CA | 07/2012 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
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