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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2007-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 02/2004 | Present |
CASA VIVII NJ LLC , Branchburg New Jersey United States , single member LLC to transfer my passive rental property in New Jersey from my personal ownership to LLC ownership to mitigate tenant liability. I am the sole owner of the LLC and any profit and loss will be reported on my personal tax return ,Real Estate , The purpose of creation of LLC is to move my passive rental property in New Jersey from my personal ownership to LLC ownership. I am not involved with management of the rental property. It is managed by a property manager., I will keep tabs on property manager hired to manage my passive rental property that will be held in this LLC. Any state filings and communication have been outsourced to registered agent. Profits and loses will be reported on my personal tax return. 1 No No No No 5/26/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-05 |
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