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Deepkumar Kirankumar Gandhi

Ubs Financial Services Inc.

New York, NY

CRD 4759311

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2007-11-06
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2007-11-06

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2004 Present
Other Businesses

CASA VIVII NJ LLC , Branchburg New Jersey United States , single member LLC to transfer my passive rental property in New Jersey from my personal ownership to LLC ownership to mitigate tenant liability. I am the sole owner of the LLC and any profit and loss will be reported on my personal tax return ,Real Estate , The purpose of creation of LLC is to move my passive rental property in New Jersey from my personal ownership to LLC ownership. I am not involved with management of the rental property. It is managed by a property manager., I will keep tabs on property manager hired to manage my passive rental property that will be held in this LLC. Any state filings and communication have been outsourced to registered agent. Profits and loses will be reported on my personal tax return. 1 No No No No 5/26/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-05
  • S66 Uniform Combined State Law Examination
    2007-11-05
Other Names
  • Deepkumar Kirankumer Gandhi
  • Deepkumar Kirankumar Gandhi
  • Deepkumar K. Kirankumar Gandhi
  • Deep Gandhi

View on SEC IAPD

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