Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-11-04 |
| TX | RA | APPROVED | 2022-11-04 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2012 | 11/2022 |
| Bank Of America, N.A. | New York | NY | 06/2012 | 11/2022 |
| Morgan Stanley Smith Barney Llc | New York | NY | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2023 | Present |
Owners Corp / Non-Investment Related / New York, NY / Represent shareholders in residential cooperative / Director / Start 06/01/2013 / 2 Hours Devoted Monthly / 0 During Trading Hours / I live in the building. *530281 - Periwinkle Blue LLC; Investment related: Yes; New Rochelle, New York; Rental Property; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2006; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-16 |
Reach out to this advisor