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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-23 |
| GA | RA | APPROVED | 2026-02-20 |
| LA | RA | APPROVED | 2026-02-19 |
| AR | RA | APPROVED | 2026-02-18 |
| MS | RA | APPROVED | 2026-02-18 |
| AL | RA | APPROVED | 2021-10-01 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Opelika, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 03/2014 | 06/2018 |
| City National Rochdale | Auburn | AL | 11/2019 | Present |
| Unemployed | Auburn | AL | 07/2018 | 10/2019 |
(1) Regan Allison Designs LLC;NOT INVESTMENT RELATED;1801 Staples Court Auburn Al 36830;Jewelry;Sole Proprietor;1/28/2019;10 HRS/MONTH;0 HRS DURING TRADING;Distribution of jewelry (2) Name of Entity: Auburn University; Non investment-related; Address: 405 W Magnolia Ave, Auburn, AL 36849; Nature of OBA: I am asked to speak to the students at Auburn University from time to time. i.e. looking at job offer letters for this engagement.; Position/Title/Relationship: Other - Speaker; Start Date: 10/15/2024; Time devoted: 1 hours per month; 0 during securities trading hours; Duties: Speaking to the students of the University. (3) Name of Entity: Auburn University; Non investment-related; Address: 405 W Magnolia Ave, Auburn, AL 36849; Nature of OBA: It is a University.; Position/Title/Relationship: Other - Adjunct Professor; Start Date: 2025-08-01; Time devoted: 10 hours per month; 0 during securities trading hours; Duties: Teach Finance classes for the college of business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-20 |
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