David Lee Swanson

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial, Llc
  Naperville, IL
• 07/2013 → Present
  Highpoint Advisor Group, Llc (Dba: Highpoint Planning Partners)
  Naperville, IL

Previous Registrations

• 2013-08-13 → 2021-12-31
  Highpoint Planning Partners
  Naperville, IL
  Downers Grove, IL
• 2007-12-07 → 2013-08-02
  Fifth Third Securities, Inc.
  St. Charles, IL
  Aurora, IL
  Oswego, IL
  Oswego, IL
  Romeoville, IL
  Orland Park, IL
  Orland Park, IL
  Lockport, IL
  Mokena, IL
  New Lenox, IL
  Batavia, IL
  St. Charles, IL
  West Chicago, IL
  St. Charles, IL
  St. Charles, IL
  Aurora, IL
  Romeoville, IL
  Naperville, IL
  Oswego, IL
  Wheaton, IL
  Glen Ellyn, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Shorewood, IL
  Warrenville, IL
  Winfield, IL
  Wheaton, IL
  Oswego, IL
  Orland Park, IL
  Kankakee, IL
• 2002-04-11 → 2007-12-11
  Lasalle Financial Services, Inc.
  Chicago, IL
  Schaumburg, IL
  Glen Ellyn, IL
  Lisle, IL
  Lisle, IL
  Westmont, IL
  Glen Ellyn, IL
  Naperville, IL
  Naperville, IL
  Plainfield, IL
  Bolingbrook, IL
  Warrenville, IL
  Naperville, IL
  Hinsdale, IL

Other Businesses

1. 7/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - DBA: (HYBRID) HIGHPOINT PLANNING PARTNERS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA. 2. 7/29/2014 - HIGHPOINT ADVISOR GROUP , LLC - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Started 07/15/2014 - 80 Hours Per Month/40 Hours During Securities Trading. 3. 7/29/2014 - Highpoint Advisor Group, LLC - DBA: Roudhill Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA. 4. 6/22/2016 - NO BUSINESS NAME - Not Investment Related - At Reported Business Location(s) - Other-Notary public - Started 10/28/13 - 1 Hour Per Month During Securities Trading - Notary public.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-24