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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| LA | RA | APPROVED | 2019-06-26 |
Branch Locations
8550 United Plaza Blvd Ste 108, Baton Rouge, LA 70809 • United States
Greenwell Springs, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Metairie | LA | 01/2004 | Present |
| Cetera Investment Services Llc | Baton Rouge | LA | 06/2019 | Present |
| Cetera Investment Advisers Llc | Baton Rouge | LA | 06/2019 | Present |
1. HEAD COACH FOR PARDS SOCCER CLUB; RUN PRACTICE AND DAY TO DAY MANAGEMENT OF TEAM; ORGANIZE GAMES FOR TEAM; 5-8
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-21 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-30 |
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