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William Leo Little

Tandem Investment Advisors Inc

Charleston, SC

CRD 4758471

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Employer firm

Tandem Investment Advisors Inc CRD 109392

$3.45B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • UMA MODEL PROVIDER

From the firm’s Form ADV. Read the guides:

Current Employers
Tandem Investment Advisors Inc

145 King Street Suite 400, Charleston, SC 29401-2229 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2006-09-28
  • SC RA
    APPROVED
    Since 2006-09-28

Branch Locations

145 King Street Suite 400, Charleston, SC 29401-2229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tandem Investment Advisors, Inc. Charleston SC 07/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-11
  • S66 Uniform Combined State Law Examination
    2004-05-11
Designations
  • Chartered Financial Analyst
Other Names
  • Billy Leo Little

View on SEC IAPD

Nearby Firms

BALLAST ROCK PRIVATE WEALTH
PALMETTO ADVISORY
CHARLESTON EQUITY PARTNERS, LLC

Nearby Investors

Christian Dan Salomone
TROY JOHN DAVIDSON
JAMES BERNARD CARROLL

Nearby Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC

More in Charleston, SC

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