Brent James Gilmore

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Waterloo, IA

Previous Registrations

• 2006-08-12 → 2009-08-14
  Ubs Financial Services Inc.
  Waterloo, IA
  Weehawken, NJ
• 2004-05-27 → 2006-08-12
  Piper Sandler & Co.
  Waterloo, IA
  Waterloo, IA

Other Businesses

1. Cedar Valley Irish Cultural Association; 215 E 4th Street Waterloo IA 50701; Operations for the Iowa Irish Fest located in Waterloo Iowa; Voting Board Member; Meet 3-4 times per year to discuss operations, finances and volunteer manpower for the annual Iowa Irish Fest; 12/22/2023; 5.00hrs/year; Not during securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2004-05-26