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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| IA | RA | APPROVED | 2009-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Waterloo | IA | 08/2009 | Present |
1. Cedar Valley Irish Cultural Association; 215 E 4th Street Waterloo IA 50701; Operations for the Iowa Irish Fest located in Waterloo Iowa; Voting Board Member; Meet 3-4 times per year to discuss operations, finances and volunteer manpower for the annual Iowa Irish Fest; 12/22/2023; 5.00hrs/year; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-26 |
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