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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-04 |
Branch Locations
2700 Post Oak Blvd Ste 900, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Houston | TX | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, KATY, TX, 100% OWNERSHIP, START 9/1/2020, 3 HOURS PER MONTH, ZERO DURING TRADING. SDB CAPITAL INVESTMENTS, LLC; NOT INVESTMENT RELATED; WEST UNIVERSITY PLACE, TX; 99% OWNERSHIP; START 12/23/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, RICHMOND, TX, 100% OWNERSHIP, START 6/16/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-09 |
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