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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
NJ RA APPROVED 2004-05-19
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • NJ RA
    APPROVED
    Since 2004-05-19

Branch Locations

350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States

Randolph, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Parsippany NJ 02/2004 09/2022
Ameriprise Financial Services, Llc Fairfield NJ 09/2022 Present
Other Businesses

Board of Directors; Orange/West Orange Chapter of UNICO National; President/Board Member; n/a, , West Orange, NJ, 07052; Investment-Related; 07/02/2022; 10 to 19 hours per month; 1 to 9 during trading hours / Alberto Institute for Italian Studies; Board Member; South Orange Avenue, , South Orange, NJ, 07079; Not Investment-Related; 05/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; PCA Management Corporation; Manager - Manage the advisor and staff in the office; ; 350 Passaic Avenue, , Fairfield, NJ, 7004; Investment-Related; 09/21/2022; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
  • S66 Uniform Combined State Law Examination
    2004-05-18
Other Names
  • Frank Vincent Gonnella

View on SEC IAPD

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